How Consumer Duty Has Reshaped the SMF16 Compliance Oversight Role
From Conduct Compliance Manager to Substantive Customer Outcomes Owner The 2023 introduction of Consumer Duty under PS22/9 has done more than tighten conduct expectations — it has structurally reshaped what the SMF16 Compliance Oversight role actually involves day-to-day. Where the role historically combined conduct rule …
UK Compliance Recruitment 2026: DORA, CASS & TPR Hiring
Why are UK FCA-regulated firms suddenly competing so intensely for three specific senior compliance disciplines — DORA Compliance Officers, CASS leadership including SMF18 holders, and Heads of Third-Party Risk Management — and what is driving the recruitment market for these roles to tighten faster than …
What Is a Section 166 Review? FCA Skilled Person Guide
What Is a Section 166 Review? FCA Skilled Person Guide Introduction to Section 166 Review Overview of the Financial Conduct Authority (FCA) The Financial Conduct Authority (FCA) is a regulatory body in the United Kingdom responsible for overseeing the conduct of financial firms to ensure …
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