The Opportunity

This role would suit an individual with a strong understanding of FCA prudential regulation who is seeking ownership of regulatory reporting within a growing investment firm.

You will be responsible for coordinating and overseeing all aspects of MIFIDPRU reporting, ensuring accuracy, timeliness and compliance with FCA requirements, while helping the organisation enhance its regulatory governance framework.

Key Responsibilities

• Lead the preparation and submission of MIFIDPRU regulatory returns and prudential reporting.
• Maintain ownership of ICARA processes, including ongoing monitoring, review and documentation.
• Support the calculation and monitoring of Own Funds, Fixed Overheads Requirement (FOR), K-Factors and capital adequacy metrics.
• Coordinate regulatory reporting activities across Finance, Risk, Compliance and Operations teams.
• Develop and enhance regulatory reporting controls, procedures and governance frameworks.
• Prepare management information and Board reporting relating to prudential risk and regulatory capital.
• Support internal and external audits relating to regulatory reporting and prudential requirements.
• Liaise with the FCA regarding reporting matters and information requests.
• Monitor regulatory developments and assess their impact on the firm's reporting obligations.
• Drive improvements in reporting processes, automation and data quality.
• Act as the firm's internal subject matter expert for MIFIDPRU requirements.